Farming while green and Brown: A case study of beginning farmers of color in California

Progress report for FW23-417

Project Type: Farmer/Rancher
Funds awarded in 2023: $24,999.00
Projected End Date: 05/31/2025
Host Institution Award ID: G285-23-W9982
Grant Recipient: Three Feathers Farm
Region: Western
State: California
Principal Investigator:
Dilip Sharma
Three Feathers Farm
Expand All

Project Information

Summary:

The title of our project is a reference to Leah Penniman’s “Farming While Black:  Soul Fire Farm’s Practice Guide to Liberation on the Land” (2018) written by a Black farmer in New York. Our project draws inspiration from this work to document and share our experiences as beginning farmers of color in California’s highly competitive agricultural landscape. Beginning farmers are a critical demographic in the U.S., as census data illustrates that the U.S. farmer population is both aging and shrinking, indicating the importance of young and new-entry farmers (USDA NASS 2017). Unfortunately, beginning farmers face a suite of challenges in developing sustainable farming operations, especially accessing land and start-up capital (Ahearn 2011; Calo 2018). Beginning farmers of color face additional challenges in developing their farm businesses, as they face both explicit and implicit racism in farming programs. Given the challenges that beginning farmers of color face in developing sustainable agricultural operations, it is important that these farmers understand strategies for accessing support. Our project aims to share strategies for accessing such support through a tightly-coupled approach to research and education.

Our proposed research consists of a case study supported by qualitative analysis of participant observation data gathered from our day-to-day experiences as beginning, small-scale farmers of color. Findings will provide information about strategies for overcoming obstacles farcing beginning farmers of color. Following bi-weekly data analysis and identification of emergent themes, we will develop and upload monthly videos to YouTube, social media, and our website to share our most recent findings over the course of a 12-month period, for a total of 12 videos. We will also share major findings of our study through a field day at our farm in Morgan Hill, CA, and through a presentation at the annual EcoFarm conference in Pacific Grove, CA.

Project Objectives:

Research Objective 1: Conduct participant observation and collect ethnographic field notes daily to record the challenges we experience as we develop our farming operation.

Research Objective 2: Conduct bi-weekly analysis of field notes to identify emergent themes.

Educational Objective 1: Produce monthly YouTube videos and a website to host videos and additional resources.

Educational Objective 2: Conduct an in-person farmer field day at our farm in Morgan Hill, CA.

Educational Objective 3: Present our findings at the Ecological Farming Association’s annual conference in Pacific Grove, CA.

Timeline:
Date Activity Team members
April 2023

Create website to host videos and additional resources

PIs (Dilip Sharma, Hector Calderon-Victoria)
May 2023 - Sep 2024

Daily: Conduct participant observation and collect ethnographic field notes

Bi-weekly: Conduct bi-weekly analysis of field notes to identify emergent themes

Monthly: Produce monthly YouTube videos and update website

PIs (Dilip Sharma, Hector Calderon-Victoria), TA (Aysha Peterson) will guide qualitative coding processes
Sep 2024 Complete annual reporting PIs (Dilip Sharma, Hector Calderon-Victoria)
Summer 2024 Host farmer field day at farm in Morgan Hill, CA PIs (Dilip Sharma, Hector Calderon-Victoria), TA (Aysha Peterson) will support with facilitation
Dec 2024 – Jan 2025 Prepare for and host EcoFarm conference presentation PIs (Dilip Sharma, Hector Calderon-Victoria), TA (Aysha Peterson) will support with facilitation
April 2025 Complete final reporting PIs (Dilip Sharma, Hector Calderon-Victoria)

 

Cooperators

Click linked name(s) to expand/collapse or show everyone's info

Research

Materials and methods:

Our proposed research consists of a case study supported by qualitative analysis of participant observation data gathered from our day-to-day experiences as beginning, small-scale farmers of color. Rather than prioritizing generalizability of results – as is typical of much quantitative scientific research – a qualitative case study employs context-dependent knowledge to develop theory (Flyvbjerg 2006). This approach is commonly utilized in the social sciences to offer fine-grained analyses of a phenomenon and we model our approach after SARE project LNC90-028. In our case, we utilize the case study approach to offer detailed insight into the challenges experienced by beginning farmers of color, as well as into the strategies utilized to overcome these challenges. With this approach, we aim to produce a case study of the challenges we experience that is directly accessible to other farmers. Our method follows what some scholars refer to as the “farmer-to-farmer” approach, in which farmers share their insights directly with their peers (Holt-Gimenez 2006). We expect this case study to document administrative activities (e.g., how we chose an online bank that did not charge a monthly fee, how we went about registering a company, how we wrote our business operation and planning document, what forms we filed with FSA and NRCS) as well as field activities (e.g., how we disked the land, how we conducted and interpreted soil and water tests, how we applied compost and cover crops). 

Research Objective 1: Conduct participant observation and collect ethnographic field notes daily to record the challenges we experience as we develop our farming operation.

Social scientists have long utilized “participant observation” as a data collection method in which the researchers observe the subject of research by participating directly in the action (Spradley 2016). In our case, we are interested in the experiences of beginning farmers of color – especially those working at a small-scale – as we/they struggle to develop a sustainable agricultural operation. Although scholars have conducted some research on this subject, often utilizing interviews with farmers, we intend to explore the struggles of beginning farmers of color by documenting our own experiences through participant observation. With this method, we will observe and record our experiences daily using “ethnographic field notes.” Following Chiseri-Strater and Sunstein (1997), all fieldnotes will include not only facts about what happened, but also sensory impressions, personal responses and reflections, and questions for future investigation. Notes will be recorded by each farmer on every day that farm-related work takes place in a field journal.

Research Objective 2: Conduct bi-weekly analysis of field notes to identify emergent themes.

There are multiple strategies utilized in the social sciences to qualitatively analyze ethnographic field notes. For our project, we will use an inductive approach to data analysis which allows for open-ended analysis. This approach differs from other qualitative analysis techniques in which the researcher codes for pre-determined themes. First, we will read through our field notes and highlight different processes. These processes will then be grouped into categories, and finally into even broader themes (e.g. “accessing federal financial assistance” or “sharing equipment with neighbors”) (Saldaña 2021). This process will take place bi-weekly in preparation for development of videos and blog posts (see “Educational Plan”).

Research results and discussion:

As fledgling farmers, our journey has been dotted with numerous hurdles and triumphs alike. In an effort to enrich our own experiences and contribute to the agricultural community, we are thrilled to announce our collaboration with Agroecology Commons, a Bay Area Collective, in hosting farmers and aspiring agrarians during the summer of 2024.

Our mission is simple yet profound: to share the raw, unfiltered narrative of our farming journey. We believe that by openly sharing our experiences, we can provide valuable insights and inspiration to others embarking on similar paths. Each participant's response is a precious nugget of insight, shaping not only our understanding but also the collective wisdom of the farming community.

With enthusiasm and anticipation, we eagerly await the opportunity to connect with fellow farmers and aspirants, forging bonds, and fostering mutual growth. Together, let us cultivate a community rooted in shared experiences and boundless passion for the land.

 
 
 
Participation Summary

Research Outcomes

Recommendations for sustainable agricultural production and future research:

During the 2023 season, we observed and recorded our daily experiences using ethnographic field notes. Throughout the season, we conducted structured reflections on our field notes every other week and are currently in the process of identifying emergent themes. This process is ongoing as of winter 2024, but initial findings indicate that greater research and extension on the following topics would be beneficial for beginning farmers of color: (1) start-up capital and equipment; (2) infrastructure for small producers; (3) grant-writing support; (4) production practices for crops culturally relevant to South Asians and Latinos.

2 Grants received that built upon this project
5 New working collaborations

Education and Outreach

3 Consultations
3 Curricula, factsheets or educational tools
1 Journal articles
3 On-farm demonstrations
1 Published press articles, newsletters
2 Tours
1 Webinars / talks / presentations
2 Workshop field days

Participation Summary:

30 Farmers participated
10 Ag professionals participated
Education and outreach methods and analyses:

Following bi-weekly data analysis and identification of emergent themes, we will develop and upload videos to YouTube to share our findings. Videos will be created during the 2024 season.

We are planning to host our farmer field day during the 2024 season to present major findings of our study to other beginning farmers of color and to regional technical assistance providers. We are currently planning to host this field day in collaboration with Agroecology Commons, a farmer training network based in the Bay Area that serves a large number of beginning farmers of color.

 

Education and outreach results:

Projects educational and outreach objectives will be reported after we host our farmer field day during the 2024 season which we're planning to collaborate with Agroecology Commons, a farmer training network based in the Bay Area that serves a large number of beginning farmers of color.

5 Farmers intend/plan to change their practice(s)
1 Farmers changed or adopted a practice

Education and Outreach Outcomes

3 Producers reported gaining knowledge, attitude, skills and/or awareness as a result of the project
Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the U.S. Department of Agriculture or SARE.