Evaluating feasibility of solarization for organic small-scale farmers in coastal California

Final report for FW23-435

Project Type: Farmer/Rancher
Funds awarded in 2023: $14,400.00
Projected End Date: 03/31/2024
Host Institution Award ID: G317-23-W9982
Grant Recipient: La Buena Tierra
Region: Western
State: California
Principal Investigator:
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Project Information

Summary:

Solarization is a non-chemical method that captures radiant energy from the sun and uses the heat to manage soilborne pests. This approach has been proven to be effective for managing a range of soilborne pests including weeds, plant pathogens, nematodes, and insects. Given the limited use of synthetic pesticides in organic agriculture, this practice holds particular promise for organic farmers; however, there is limited research on the feasibility of solarization for small-scale organic farmers in California’s Central Coast region. Our project seeks to fill this gap using a combination of on-farm research and results dissemination to small-scale organic farmers in our area, most of whom are diversified vegetable and berry farmers. Stakeholders for this project are principally the community of small-scale Spanish-speaking (mostly Mexican origin) organic farmers in California’s Central Coast region and the technical assistance providers who support them.

The main objective of our research will be to conduct an on-farm trial at La Buena Tierra, a 1-acre farm in Salinas, CA, to determine the feasibility of using solarization as a pest control for small-scale organic farmers in our region. Our concept of feasibility is ultimately concerned with the financial difference between farm areas managed with and without solarization. Accordingly, findings will provide context-specific information about a chemical-free method of pest management to support farmers’ decision-making practices, enhance technical assistance providers’ ability to serve small-scale organic farmers in our region, and improve the environmental health of agricultural workers and surrounding communities. We will disseminate findings by (1) planning and hosting a field day with small-scale organic farmers from our area, and (2) presenting findings to regional farmers and technical assistance providers at the Ecological Farming Association’s (EcoFarm) annual conference in Pacific Grove, CA.

Project Objectives:

The main objective of our research will be to conduct an on-farm trial at La Buena Tierra, a 1-acre farm in Salinas, CA, to determine the feasibility of using solarization as a pest control for small-scale organic farmers in our region. Our concept of feasibility is ultimately concerned with the financial difference between farm areas managed with and without solarization. Educational objectives include the following: (1) plan and host a field day with small-scale organic farmers from our area; (2) present findings to regional farmers and technical assistance providers at the Ecological Farming Association’s (EcoFarm) annual conference in Pacific Grove, CA.

Timeline:
Date Activities Team members
April - May 2023 Obtain or pre-order all materials PI (Angeles Carrillo)
June 2023 Prepare soil PI (Angeles Carrillo)
July 2023 Take baseline soil samples; apply plastic and plant bok choy; host farmer field day PI (Angeles Carrillo), TA (Aysha Peterson) supports with soil sampling and hosting farmer field day
July - October 2023 Collect management and harvest data PI (Angeles Carrillo), TA (Aysha Peterson) supports with entering data into spreadsheet
July - August 2023 Manage and harvest bok choy; repair plastic as needed PI (Angeles Carrillo)
August 2023 Remove plastic, terminate bok choy and prepare soil; transplant lettuce PI (Angeles Carrillo)
August - October 2023 Manage and harvest lettuce PI (Angeles Carrillo)
November 2023 Analyze data PI (Angeles Carrillo), TA (Aysha Peterson) supports with statistical analyses
December 2023 - January 2024 Prepare for and host EcoFarm presentation PI (Angeles Carrillo), TA (Aysha Peterson) supports with facilitation of conference session
February - March 2024 Prepare and submit final report PI (Angeles Carrillo), TA (Aysha Peterson) supports with English translation

Cooperators

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  • Aysha Peterson - Technical Advisor

Research

Materials and methods:

The main objective of our research was to conduct an on-farm trial to determine the feasibility of using solarization for pest control for small-scale organic farmers in our region. Our concept of feasibility was ultimately concerned with difference in net income between farm areas managed with and without solarization.

Project site: Our trial took place at La Buena Tierra, located at ALBA in Salinas, CA. Each year, ALBA leases farmland to 36-40 beginning organic farmers. Farmers develop their operations at this site for up to 4 years, after which they must leave to continue their farming journey elsewhere. Accordingly, there is constant turnover of farmers at ALBA’s property, with the effect that farmers do not have the opportunity nor the incentive to invest in the land in ways that would minimize weed seed banks and reduce soilborne disease pressure. This issue is compounded by the fact that the property is home to beginning farmers, many of whom are just learning about the pitfalls of poor weed seed and disease management and do not yet understand the importance of preventative practices. Weeds and soilborne diseases are both very common at this location and often produce major challenges for farmers. This context therefore provides the perfect opportunity to explore potential benefits of solarization as a chemical-free pest management practice.

Research design: Our field trial took place on one fifth of an acre of land (we had planned to do the experiment on a quarter of an acre; after measuring the field, we realized that the area designated for the project was slightly less acreage than expected). Prior to project implementation, the entire project area was managed similarly. The entire area was disked and bedded before treatments were applied. For sake of feasibility given our small scale, we used a simple experimental design in which one half of the area received the solarization treatment and the other half of the area received the control treatment. Given that the benefits of solarization are known to last a minimum of 3-4 months (Krueger and McSorley 2009), we evaluate those benefits using a fall lettuce crop, which is both highly susceptible to soilborne disease (Verticillium wilt is particularly common in our area) and is responsive to weed pressure.

Solarization treatment: The solarization treatment followed Fennimore’s (2018) guidelines for best practices. In late spring, we purchased clear, relatively thin, construction-grade plastic (6 mil = 0.15 mm) from a local supplier. In early July, the soil surface was raked smooth to improve contact with the plastic covering, effectively minimizing the presence of air pockets. We then installed and placed plastic over the soil and buried the edges to keep it in place. Given that wet soil conducts heat better than dry soil, we installed and used drip tape to moisten the soil prior to applying plastic and wetted soil to at least 12 inches in depth. Following best practices, the plastic was left in place for nearly 8 weeks and we regularly repaired any damages to the plastic during that period. The plastic was be removed in late August, at which point we took care not to disturb the underlying soil to avoid bringing up viable weed seeds. We then transplanted lettuce according to Johnny’s Seeds planting recommendations (https://www.johnnyseeds.com/). Lettuce was cultivated according to the PI’s standard growing practices.

Control treatment: One of the major barriers to adoption of solarization is the challenge it poses for cash flow. In our region, solarization must be completed during the hottest months of the year – in mid-summer – which is also in the middle of the growing season. Accordingly, an important consideration in evaluating feasibility of this practice is evaluating the opportunity cost of taking an area out of production for 6-8 weeks during the height of the growing season. To approximate this loss, we planted a 6-week crop. We had initially planned to plant baby bok choy but opted to plant radish given that the PI anticipated a better market for radish at that time.  In early July, radish was seeded according to Johnny’s Seeds planting recommendations (https://www.johnnyseeds.com/). Radish was be cultivated according to the PI’s standard growing practices. We managed the control plot such that the radish was harvested and the soil was prepared for subsequent planting (through disking and bed preparation) on the same day that the solarization treatment was terminated. In late August, lettuce was transplanted on the same day that lettuce was transplanted in the solarization treatment plot and similarly was transplanted according to Johnny’s Seeds planting recommendations (https://www.johnnyseeds.com/). Lettuce was cultivated according to the PI’s standard growing practices and was managed equally with the solarization treatment plot.

Soil sampling: Composite soil samples were taken from each treatment area and delivered to TriCal Diagnostics lab in Hollister, CA for analysis of soilborne pathogens at 3 dates throughout the trial: (1) immediately prior to application of plastic; (2) immediately following removal of plastic; (3) immediately following lettuce harvest.

Data collection and analysis: During the solarization period (when the plastic was on the soil), we collected data about: (1) amount of irrigation water applied (both treatments); (2) cost of plastic (solarization treatment); (3) cost of transplants (control treatment); (4) amount and type of fertilizer applied (control treatment); (5) amount and type of pesticide applied (control treatment); (6) number of boxes of radish harvested (control treatment). Although we did not say so in our proposal, we also collected data about (7) number of hours spent weeding (control treatment).

During the cultivation of the lettuce crop, we collected data for each treatment to indicate weed and disease pressure: (1) number of hours spent weeding; (2) as a proxy for disease pressure, we flagged 3 areas of 40” (width of one bed) by 10ft for each treatment plot (6 areas total) and counted the percentage of diseased heads of lettuce in each area (number of diseased heads/total number of heads); (3) total number of boxes of lettuce harvested.

All data was collected weekly from plastic application through termination of the lettuce crop in fall 2023 and was regularly uploaded into a Microsoft Excel spreadsheet. Data was quantitatively analyzed using simple statistics to compare the treatment and control plots.

Research results and discussion:

During the 8 weeks of solarization, both the control and treatment plots received the same amount of irrigation water. Besides water, production materials for the control plot included 6 lbs of organic radish seed ($65) and 5 gallons of 4-1-1 fertilizer ($125), for a total of $190. 26 hours were spent weeding and harvesting. 80 boxes of radish were harvested and sold at a rate of approximately $17/box, for a total of $1360 in sales. Besides water, materials for the treatment plot included solarization plastic ($357, including both plastic and recycling fee). In the treatment plot, 40 hours were spent applying and removing the plastic. Overall, the treatment plot cost $1,527 more than the control plot in terms of materials, and cost an additional 14 hours of labor.

Application of the plastic to the soil was much more difficult than anticipated. On the first day that we attempted application, the wind became increasingly strong and made it impossible to apply well. We waited until a second day to apply the plastic and worked earlier in day to ensure minimal wind. Removal of plastic was also difficult given that plastic covered in moist soil is very heavy. Accordingly, estimated labor costs for the treatment plot would be very high. We suggest that labor hours and associated costs could be greatly reduced by choosing to apply plastic on a day with minimal wind.

Following solarization, the treatment plot was weeded for 8 hours. Following planting of lettuce, so few weeds grew in the treatment plot that no weeding was required. In the control plot, on the other hand, weed pressure was so intense that the farmer deemed it would not be worthwhile to spend time weeding. The lettuce crop in the control plot showed 90% disease, while disease pressure in the treatment plot was <10%. Ultimately, the farmer was unable to salvage any of the lettuce from the control plot. She harvested 140 boxes of lettuce from the treatment plot and sold at a rate of approximately $17/box, for a total of $2,380 in sales.

Overall, sales from the treatment plot exceeded sales from the control plot by $853. However, the treatment plot required 22 hours of labor more than the control plot. If we estimate labor costs at $20/hr, labor for the treatment plot cost $440 more than the control plot. Based on this estimate, overall cost of the control plot was $413 more than the cost of the treatment plot – in other words, the solarization trial was cost effective.

While this conclusion is promising in and of itself, we want to note two important considerations. First, as noted earlier, the treatment plot would have been much more cost effective if we had not spent so much time applying and removing the plastic. Plastic removal may always be difficult to do by hand, but application could be done much more efficiently if done on a day with no wind. Second, it is important to note that this trial was conducted in a space with a huge amount of weed and disease pressure due to the regular turnover of beginning farmers at the ALBA incubator. Given that pressure, we were not surprised that the lettuce in the control plot was virtually unmanageable and completely unharvestable due to weed and disease pressure. We would expect the feasibility of solarization to vary depending on the weed and disease pressure of a particular farm site.

 

Participation Summary
1 Producers participating in research

Research Outcomes

Recommendations for sustainable agricultural production and future research:

Based on our results, we conclude that solarization is a promising method of pest-control for small-scale organic farmers in our region who are farming on land with strong weed and soilborne disease pressure. We recommend that agricultural extensionists and technical assistance providers promote solarization in such contexts. This is particularly relevant to the low-income, Spanish-speaking farming community in ALBA’s networks and similar communities that are forced onto more marginal farmland due to limited financial and social capital.

Education and Outreach

1 Curricula, factsheets or educational tools
2 On-farm demonstrations
4 Workshop field days

Participation Summary:

75 Farmers participated
60 Ag professionals participated
Education and outreach methods and analyses:
Educational objectives from the proposal included the following: (1) plan and host a field day with small-scale organic farmers from our area; (2) present findings to regional farmers and technical assistance providers at the Ecological Farming Association’s (EcoFarm) annual conference in Pacific Grove, CA.
 
Educational Objective 1: In March 2024, we planned and hosted a presentation for small-scale organic farmers from our area. Given that the PI is a monolingual Spanish-speaker and that at least 90% of Spanish-speaking organic-certified farmers in our region (California’s northern Central Coast region) originate at ALBA (ALBA staff, personal communication), our presentation targeted ALBA’s education and farm incubator programs. We leveraged our ongoing relationships with ALBA staff to conduct outreach to ALBA’s farmer networks. Although we planned to do this event as a field day during the solarization trial, we pivoted to a classroom format during the winter season to accommodate the tight schedules of participants in ALBA's programs. The PI presented to 25 beginning and aspiring farmers involved in ALBA's programs. In addition to sharing the experimental process and major results, the presentation introduced to the concept of on-farm research trials and to WSARE’s grant programs, as farmers had not had previous exposure to these topics. Attendees showed interest in learning more about research grants and processes as well as natural methods of combating pests and building soil health.
 
Educational Objective 2: In January 2024, we presented results from our on-farm trial to regional farmers and technical assistance providers at the annual EcoFarm conference in Pacific Grove, CA. EcoFarm is a regional educational hub for farmers, agricultural professionals, students, educators, and activists. The conference includes Spanish language workshops and attracts many small-scale organic farmers in our area, as well as many technical assistance providers who seek to assist these farmers. We will planed and hosted a presentation in Spanish to discuss the results of our project. During the presentation, we discussed the feasibility of solarization for the specific socioeconomic and climatic contexts of small-scale organic farmers in our region. Similar to the presentation at ALBA, this also served as an opportunity to introduce attendees to the concept of on-farm research trials and to WSARE’s grant programs, as many did not have previous exposure to these topics. The audience, which consisted of approximately 50 people, showed interest in learning more about the results and shared their own experiences with solarization since some of those present had already tried this method for their crops. Some other farmers, especially those who are dedicated to tomato cultivation, expressed interest in carrying out this practice to obtain better results in their production.
 
In addition to accomplishing our objectives, the PI shared insights from the project with two groups of college students while solarization was in progress during summer 2023. First, Angeles shared about the project development and implementation process with ~20 students from the ABT 94 course at Hartnell College, a community college in Salinas, CA. Later, 30-35 students from the Middlebury Institute of International Studies (MIIS) in Monterey, CA, visited the farm to learn about the solarization process. Although we did not yet have results to share with either group, both expressed interest in researching more about the method and evaluating the profitability for a small-scale farmer in our area.
Education and outreach results:

In addition to meeting our educational objectives as described above, we want to note the significance of this project to producers and extensionists in our region. It is rare for producers and extensionists in our region to see a small-scale, low-income, Spanish-speaking farmer take the initiative to design and carry out a formal research project. This project is even more special because the PI is a woman, a mother, and an immigrant, with little time or resources to devote to research. Education and outreach events associated with this project have sparked excitement and a wide range of conversations among other small-scale, Spanish-speaking farmers in our region about innovative research ideas. Farmers have indicated that they had never thought of themselves as researchers and now feel inspired to experiment on their farms and seek out funding for research ideas. It is SO exciting to hear this feedback!

2 Farmers intend/plan to change their practice(s)
2 Farmers changed or adopted a practice

Education and Outreach Outcomes

25 Producers reported gaining knowledge, attitude, skills and/or awareness as a result of the project
Non-producer stakeholders reported changes in knowledge, attitudes, skills and/or awareness as a result of project outreach
60 General public
35 Students
2 Ag Service Providers

Information Products

    Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the U.S. Department of Agriculture or SARE.