Development of a Machine Vision-Based Robotic Apple Crop Load Management System at Bud Stage

Progress report for GNE24-337

Project Type: Graduate Student
Funds awarded in 2024: $15,000.00
Projected End Date: 10/31/2026
Grant Recipient: The Pennsylvania state university
Region: Northeast
State: Pennsylvania
Graduate Student:
Faculty Advisor:
Long He
Pennsylvania State University
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Project Information

Summary:

Apple crop load management is critical for balancing high yield
and quality fruit production while ensuring sustainable tree
health. Artificial Spur Extinction (ASE) is a new crop management
technique that reduces the floral bud density of the tree canopy.
This project aims to optimize the ASE process in apple orchards
through advanced vision-based robotics, enhancing fruit quality
and ensuring regular annual bearing. This technique employs
automated, precise bud thinning based on the branch
cross-sectional area (BCA) to achieve the desired fruit size. Our
study follows three primary objectives: Firstly, developing a
vision-based system for assessing bud density at the tree and
branch levels enables accurate thinning decisions. Second, a
decision support system for bud thinning will be developed based
on the bud density and distributions at the branch and tree
levels. Lastly, the robotic thinning system undergoes integration
and evaluation through comprehensive field testing. Key to the
success of this study is the engagement with the local
agricultural community through a comprehensive outreach strategy.
The technology will be demonstrated on field days targeted at
local apple growers, and the findings and methodologies will be
shared through extension talks and research publications. This
approach facilitates the direct transfer of technology and
encourages feedback for further refinement. The expected outcome
is a proof of concept to showcase the feasibility and benefits of
robotic bud thinning, potentially advancing apple orchard
management and significantly boosting profitability through
improved crop quality and yield.

Project Objectives:

This proposed research aims to develop a robotic bud thinning
system for early crop load management in orchards, considering
branches and tree levels for good-quality apples. The project
will be structured around three key objectives:

Objective #1: Develop Deep Learning-Based
Algorithms for Apple Bud Detection and Localization in Orchard
Environments

Accurate detection and localization of apple buds within diverse
orchard environments are foundational to precision agriculture
practices, particularly in the context of bud thinning. This
objective addresses a critical gap in current agricultural
technology by developing sophisticated deep-learning algorithms
that analyze visual data for bud density and specific locations.
These algorithms are about identifying the buds and understanding
the intricate dynamics of crop load at both branch and tree
levels. The precision and effectiveness of bud thinning, directly
influenced by the accuracy of these detections, can significantly
affect the fruit quality and quantity, making this technology
pivotal for sustainable and profitable orchard management.

Objective #2: Create a Decision Support System
for Bud Thinning Based on the Bud Density and Distributions at
the Branch and Tree Levels

Creating a decision support system (DSS) for bud thinning based
on a comprehensive analysis of bud density and distribution
represents a leap towards intelligent crop management. Such a
system moves beyond the conventional one-size-fits-all approach
to thinning, offering instead a nuanced, data-driven strategy
that considers the unique characteristics of each tree and
branch. This approach optimizes resource use and ensures that
each action taken contributes to the overall health and
productivity of the orchard. The DSS shifts from manual to
data-driven decision-making, offering insights that boost
thinning efficiency, cut labor costs, and enhance crop yield and
quality.

Objective #3: Design and Test a Robotic
End-Effector for Effective Bud Removal for Early Apple Crop Load
Management

Designing and testing a robotic end-effector for efficient bud
removal tackles one of the most labor-intensive and
skill-dependent tasks in orchard management. Introducing such a
device is not merely an advancement in mechanical design but a
fundamental shift towards fully automated, precision agriculture.
The effectiveness of bud thinning, crucial for controlling crop
load and ensuring the development of high-quality fruit, depends
significantly on the precision and gentleness of the removal
process. A robotic end-effector that can quickly, accurately, and
safely remove unwanted buds without damaging the tree opens the
door to unprecedented efficiency and effectiveness in orchard
management.

Introduction:

The purpose of this project is to optimize apple orchard
productivity through the integration of advanced robotic
technology for Artificial Spur Extinction (ASE), targeting the
automation of bud thinning to manage early crop loads
efficiently. The number of blossoms in commercial apple
production is essential for yield, bearing habits, fruit storage
potential, and profitability. Thinning is a critical management
decision that profoundly influences orchard productivity and crop
value over several cycles (Musacchi, 2017). However, traditional
thinning practices require a high level of expertise from growers
and are time-consuming. Consequently, fruit growers are
interested in an automated decision-support method to manage this
balance with precision and reliability.

Crop-load management in U.S. orchards operates under established
guidelines encompassing tree pruning, flower thinning, and
fruitlet thinning (Zhang et al., 2019). A vital component of
these guidelines is early thinning, performed before petal fall,
which is particularly effective in increasing fruit size (Lakso
et al., 1996). This precise regulation of the number of buds on
branches is crucial as it directly influences the potential yield
and quality of the fruit. Within this framework, the technique
known as Artificial Spur Extinction (ASE), or spur pruning,
emerges as an alternative method. As demonstrated by Lauri et al.
(2002 ; 2011), ASE employs selective bud removal to enhance fruit
size and reduce biennial bearing tendencies significantly,
optimizing light exposure and the positioning of the spurs, thus
underlining the importance of strategic bud management in
achieving optimal orchard productivity.

Despite the known benefits of precise crop-load management,
implementing these practices in varied and unstructured orchard
environments presents significant challenges. Environmental
variability has hindered the development of automated systems for
these tasks, making the design of effective robotic solutions
more complex (Bechar and Vigneault, 2016).

Recent advancements in ASE research have led to significant
improvements in crop load management by removing the majority of
lateral buds to leave optimal spacing (Tustin et al., 2010; Van
Hooijdonk et al., 2014; Breen et al., 2015). Studies have shown
that managing the density and positioning of buds, especially
terminal buds on older wood, can yield larger fruit sizes,
attributing this benefit to enhanced spur leaf area and better
light exposure (Volz et al., 1994; Breen et al., 2014). Inspired
by these findings, this project is set to apply robotic
technology to replicate and enhance the ASE method, targeting the
automation of bud thinning to optimize early crop load management
efficiently.

The project aims to incorporate robotic technologies that offer
efficient methods for removing unwanted buds and achieving the
optimal density of buds on each branch. This goal is attainable
by developing deep learning algorithms that enable accurate bud
density calculations, precisely detecting and locating buds from
a machine vision system. Developing an end-effector capable of
removing specific buds without harming trees, combined with
integrating the robot manipulator and vision system, will
facilitate fully automated bud thinning work. Accurate counting
apple buds on a specific branch or tree is crucial for effective
bud thinning and precision crop load management. A decision
support system (DSS) is necessary to identify bud density by
combining branch diameter with bud counting and locations. This
system will also determine the buds that should be removed. Due
to the complex nature of the apple orchard environment, a
specialized manipulator suited to orchard operations will be
developed. This manipulator will link the robotic system to the
environment and direct the end-effector to the precise location
of unwanted buds. Integrating the vision system and support
algorithms allows for the complete automation of the robot.

The drive for robotic bud thinning is crucial for aligning apple
orchard management with early crop load management strategies,
which supports Northeast SARE’s outcome statement by promoting
sustainable agriculture practices that enhance both the
environmental sustainability and economic viability of orchard
management. The robotic technology introduced in this project
could alleviate labor-intensive tasks and improve orchard
productivity by introducing an innovative method for bud thinning
that accounts for factors such as size, shape, branch diameter,
and bud density. Beyond marking a leap forward in agricultural
technology, adopting this automated, precision-based system in
apple orchards illustrates a more profound dedication to
sustainable farming practices. By automating bud thinning to suit
the unique characteristics of each tree, the proposed method aims
to significantly improve accuracy and reliability, addressing a
long-standing need among apple growers for more efficient
management techniques.

Cooperators

Click linked name(s) to expand/collapse or show everyone's info
  • Dr. Paul Heinemann (Educator)
  • Dr. Shanthanu (Shan) Krishna Kumar (Educator)

Research

Materials and methods:

The proposed structure of this study, shown in Figure 1, suggests that automated technology will revolutionize the rapidly developing precision agriculture sector. This framework provides a strategic approach to apple orchard management that promises increased crop yields and quality because of the development of a robotic bud thinning system. The method consists of three main components: a data-driven decision support system for best thinning techniques, robotic end-effector precision engineering for precise bud removal, and sophisticated deep learning for bud detection.

Figure 1

Figure 1: Sequential Framework of Research Processes: From Detection to Precision Thinning

Approach and Method 1: Develop Deep Learning-Based Algorithms for Apple Bud Detection and Localization in Orchard Environments.

This section describes the approach and techniques used to accomplish Objective 1, which consists of three main activities. The first task involves collecting data on apple buds under various conditions to train the algorithm. The second task involves developing an algorithm capable of determining the locations of apple buds. The third task includes testing the algorithm in the orchard. The anticipated outcome is for the vision system to detect and locate buds successfully within a real-world environment. The flowchart of this study is presented in Figure 2.

Figure 2

Figure 2: Sequential Framework of Developing Deep Learning-Based Algorithms for Apple Bud Detection and Localization in Orchard Environments

Task 1.1: Image data acquisition.

During the initial phase of the study, an extensive data collection and preprocessing effort was undertaken in the spring of 2024, which is essential for developing deep learning algorithms. This process began with capturing thousands of images from various participating orchards, aiming to cover a comprehensive difference in tree structure, bud stages, and lighting environmental conditions to ensure the richness and diversity of the dataset. After capturing images, each was carefully annotated using advanced software tools to mark the exact locations of Apple buds, creating a labelled dataset crucial for training and testing the algorithms. To enhance the model’s resilience against natural variability found in orchard environments—such as differences in lighting, scale, and orientation—the preprocessing regimen included resizing, normalizing, and augmenting the images. This comprehensive data collection and preprocessing approach laid the groundwork for the subsequent development of highly accurate and robust deep-learning models for bud detection and localization.

Task 1.2: Deep learning-based algorithm development.

The model development phase involved critically evaluating various deep learning architectures, including convolutional neural networks (CNNs), recurrent neural networks (RNNs), and hybrids, to determine the most effective bud detection and localization framework. Once the optimal model was identified, the annotated dataset was employed to train it, with careful adjustments to parameters and layers to enhance accuracy while minimizing the risk of overfitting. Techniques such as transfer learning were also utilized, leveraging pre-trained models to boost efficiency further. The dataset was divided into training, validation, and test sets to evaluate the model’s performance rigorously. Performance metrics, including precision, recall, and the F1 score, were applied to gauge the model’s accuracy in detecting and localizing buds, ensuring a robust and reliable system for implementation in orchard management.

Tasks 1.3: Model evaluation through field testing.

In the field testing and iteration phase, the trained model was used in a field-tested mobile device or system to evaluate its performance in various orchard environments. This critical phase assessed the model’s performance outside of controlled situations, emphasizing how well-suited it is to the circumstances seen in real orchards. The input from these field tests was carefully gathered, identifying any flaws or possible places where the system may be strengthened. It was crucial to go through an iterative process of model refinement based on feedback from the real world to improve the model’s ability to handle the complexity and variety of natural surroundings. The model’s resilience and reliability were significantly increased through ongoing modifications and enhancements, guaranteeing its adaptability and efficacy in real-world orchard management.

Approach and Method 2: Create a Decision Support System for Bud Thinning Based on the Bud Density and Distributions at the Branch and Tree Levels.

This objective is divided into two main tasks: developing the decision support system for Bud Thinning. The first task involves data collection for the algorithm from Objective 1, which will be utilized to count the apple buds on each branch and measure their diameters. The second task uses the branch diameter and the count of buds on each branch to develop the decision support system for bud thinning. The outline of this work is illustrated in Figure 3.

Figure 3

Figure 3: Sequential Framework of Creating a Decision Support System for Bud Thinning Based on the Bud Density and Distributions at the Branch and Tree Levels

Task 2.1: Bud counting and branch diameter measurement.

In creating a decision support system (DSS) for bud thinning, an intricate procedure is employed to gather and analyze branch-level bud density data using RGB-D sensors and imaging technologies. This approach captures tree species’ diverse traits and developmental phases. Integral to this process is incorporating techniques from the Artificial Spur Extinction (ASE) method. This novel crop management strategy reduces bud density to enhance the tree’s annual flowering and fruit bud potency. The analysis method utilizes branch diameter measurements and advanced bud detection algorithms to calculate bud density precisely. Crucially, this process involves determining the optimal bud density that aligns with the desired crop load for achieving the targeted fruit size, a decision based on the branch cross-sectional area (BCA). The development and application of machine learning algorithms are informed by this comprehensive analysis and historical yield data, which enable the prediction of optimal thinning strategies for each branch. These algorithms significantly refine bud management, which is central to the DSS. It equips the system to provide targeted, data-driven guidance for effective bud-thinning practices.

Task 2.2: Development of decision support system (DSS) for bud thinning.

A decision support system (DSS), refined through field testing in selected orchards, is meticulously evaluated for its capacity to automatically determine which buds should be removed or retained for optimal early crop load management. This stage assesses the system’s real-world applicability, emphasizing the precision of its automated recommendations against manual decisions. The feedback loop with orchard managers and agronomists is crucial for enhancing the system’s usability and ensuring its recommendations align with practical orchard management needs. Comparative studies then measure the DSS’s influence on thinning practices, labor efficiency, and crop outcomes, using insights from these evaluations to fine-tune the system for broader deployment. This iterative refinement underscores the DSS’s capability to adapt to diverse orchard environments, showcasing its potential to revolutionize crop management by providing targeted, data-driven guidance on bud removal decisions.

Approach and Method 3: Design and Test a Robotic End-Effector for Effective Bud Removal for Early Apple Crop Load Management.

Task 3.1: Design of end-effector for apple bud thinning.

Understanding crop variability is essential to developing an end-effector for apple bud thinning because it determines the best way to remove buds based on their mechanical and physical properties. With this information, an end-effector can be created to remove undesired buds while carefully protecting the surrounding plant tissue and the surviving buds. Therefore, the effectiveness of the end-effector is measured not just by its precision in removing unwanted buds but also by its ability to protect the adjacent plant tissue and buds. This dual requirement emphasizes the delicate balance the end-effector must maintain, essential in optimizing early crop load management.

Task 3.2:  Design of robot manipulator for apple early crop load management.

A manipulator will be specifically engineered to navigate the unique architecture of apple orchards, enabling it to access apple buds effectively. Given the distinctive structural complexities of orchards, this task requires the development of a manipulator adept at maneuvering within these environments. Positioning tests will be conducted under laboratory and orchard conditions to validate its functionality, ensuring the manipulator’s performance is consistent across different settings. This manipulator will be integrated with a vision system and a decision-making algorithm. Before cutting action by the end-effector, the vision system and manipulator must work in unison to ensure precise positioning and identification of the targeted buds. This step is essential, as it guarantees the system’s effectiveness in selectively thinning buds, enhancing the overall precision and efficiency of the orchard management process.

Task 3.3: Integration of a robotic bud thinning system with the end-effector, machine vision system, and decision support system.

This task is dedicated to integrating the end-effector, vision system, and robotic manipulator to create a unified framework for managing apple orchards with precision and efficiency. Field tests to evaluate the performance and effectiveness of the developed precision system will be conducted at the research orchards of the Penn State Fruit Research and Extension Center (FREC). This integration is essential because it guarantees that the precise manipulator movements and precise bud detection by the vision system are synchronized with the end-effector’s cutting activities. These features work together to avoid damage to nearby branches and automatically target bud removal. Assembling a system that functions well as a whole, with each part supporting the others to offer the maximum accuracy and efficiency for the automated thinning process, is the first step towards effectively finishing this operation. The effects of the robotic thinning system on early crapload management will be evaluated, including bud detection accuracy, bud removal success rate, and the overall efficiency of the robotic system.

Research results and discussion:

Overall steps of this work

Figure 4 Overall steps of this work after integrating all components, including system deployment, manipulator positioning at the branch junction, branch diameter measurement, YOLO-based object detection displayed on the monitor, and real-time bud detection and tracking as the user manually moves the camera along the branch.

Thinning is a critical practice in apple orchard management, directly influencing crop load and fruit quality. To assist automated crop load management, a machine vision system for apple bud detection was developed to be integrated with robotic platforms. The system employed a Kinect a Kinect Azure sensor for real-time bud detection and branch diameter measurement, utilizing a YOLOv8-based object detection model trained and evaluated across multiple datasets. The evaluation identified the best-performing model by balancing precision, recall, and robustness in the complex and unstructured environments of apple orchards. Among the bud detection models tested, Model 7 achieved the highest precision (86%), while Model 2 recorded the highest recall (68%) and mean average precision (mAP) of 72%. Model 3, trained on a combination of FLIR and Kinect Azure data, demonstrated balanced performance (precision: 68%, recall: 55%, mAP: 59%) and was selected for deployment due to its robustness in handling diverse training data and compatibility with the Kinect Azure sensor for real-world applications. Two proposed imaging methods for branch diameter measurement were validated against manual caliper-based measurements, with statistical analysis revealing no significant differences (p = 0.98). These findings confirm the semi-automated methods as reliable and labor-efficient alternatives for field applications. Additionally, the bud counting algorithm demonstrated accurate tracking and counting of apple buds, effectively avoiding omissions and duplications in real orchard settings. This study underscores the potential of vision systems to revolutionize apple bud thinning, providing a strong foundation for the development of fully automated solutions in precision orchard management.

 

 

Participation Summary

Education & Outreach Activities and Participation Summary

Participation Summary:

Education/outreach description:

This outreach program aims to enhance the awareness and adoption
of a groundbreaking robotic technology designed to facilitate the
implementation of the Artificial Spur Extinction (ASE) technique
among apple growers. The heart of this program is to underline
the significant economic and environmental gains from utilizing
this robotic system, illustrating its effectiveness in enhancing
apple quality and yield through the optimal density of flower
buds. The centerpiece of this initiative is to demonstrate the
extensive economic and environmental advantages of deploying this
technology. By achieving an optimal balance of flower buds per
branch, the system aims to significantly improve apple quality
and yield, establishing a new benchmark in precision agriculture
and orchard management.

Plan #1: Promoting the Robotic Technology for ASE
Implementation to Apple Growers

The introduction of this novel robotic technology will be
published in the Penn State Fruit Times and the
Pennsylvania Fruit News, presentations at significant
agricultural conferences, and papers in peer-reviewed journals.
These efforts aim to reach a broad audience of apple growers,
particularly in the Northeast, to generate interest and
engagement. The communication will highlight how the robotic
system’s innovative capabilities enable growers to make informed
decisions for early crop load management. It will detail the
system’s distinct advantages over traditional orchard management
technologies and outline the benefits of integrating it with the
ASE technique, illustrated through results from initial field
trials.

Plan #2: Understanding Grower Perspectives on Current
Orchard Management Practices

Several apple growers in Pennsylvania engage in thinning
practices during the green fruit season. A survey targeting these
growers will explore their current use of orchard management
technologies, their satisfaction with these methods, and their
willingness to adopt robotic bud-thinning system approaches. The
insights gathered from this survey will serve as a foundation to
assess growers’ familiarity with advanced thinning technologies
and pinpoint specific educational gaps. These findings will
inform the focus areas for upcoming demonstrations and workshops,
ensuring they effectively address the needs and enhance the
understanding of participating growers.

Plan #3: Engaging Growers with Demonstrations and
Workshops

The centerpiece of the outreach initiative will be a series of
live demonstration events and workshops. These sessions showcase
the robotic technology’s functionality, aimed at optimizing early
crop load management, highlighting its sophisticated design,
user-friendly operation, and versatility across various orchard
settings. The demonstrations will cover the system’s
installation, operation, and maintenance, emphasizing its
seamless integration with growers’ existing equipment and
practices. Furthermore, workshops will detail the operational
benefits, focusing on labor savings, improved crop load
management, and consequent fruit quality and yield improvements.

These events will offer practical insights into the technology’s
application and serve as forums for growers to ask questions,
provide feedback, and discuss the potential impacts on their
operations. By offering valuable hands-on experience, the
initiative aims to build confidence in this innovative technology
and encourage its adoption for a more sustainable and productive
future in apple orchard management.

Any opinions, findings, conclusions, or recommendations expressed in this publication are those of the author(s) and do not necessarily reflect the view of the U.S. Department of Agriculture or SARE.